Strategies High/Yield Income Strategy Diversified Income Strategy You are now leaving the SMH Capital Advisors, Inc website.

Investors are able to take advantage of SMH Capital Advisors strategies through investing in the Catalyst Funds.

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Disclosures

SMH Capital Advisors, Inc. (SMHCA) is based in Fort Worth, Texas and specializes in fixed income investment management. SMH Capital Advisors, Inc. a Registered Investment Adviser, is a wholly owned subsidiary of Sanders Morris Harris Group.


Read Form ADV Part II for a complete description of SMH Capital Advisors, Inc.’s management services.

Past performance is not indicative of future results –Investing involves risk; market and economic factors can change rapidly producing materially different returns. No inference should be drawn that managed accounts will be profitable in the future or that Investment Team will be able to achieve its objectives. Actual client accounts may or may not hold securities shown. (see Model Statistics Disclosure)

SMHCA’s website is intended to disseminate general information pertaining to its investment advisory services. Accordingly, SMHCA does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the internet.

Any subsequent, direct communication with a prospective client shall be conducted by a SMHCA representative or approved Wrap Fee Program Sponsor.

The information provided on this website is reliable at the time of publication; however it is subject to change. The information contained herein does not constitute investment advice or take into account any investors particular financial objectives, liquidity needs, tax status, investment horizon, or risk tolerance. This website is not intended as an endorsement of any specific investment. Any mention of securities named in this website is neither a recommendation nor a solicitation.


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