Strategies High/Yield Income Strategy Diversified Income Strategy Unconstrained Total Return Income Core Plus Intermediate Term Strategy SMHRT

 
 
 
Dwayne Moyers
President and Chief Investment Officer
As President and Chief Investment Officer, Dwayne Moyers is responsible for idea generation and day-to-day portfolio management for the firm’s strategies. In addition to developing the quantitative investment models, Mr. Moyers reviews the quality of the data and is responsible for providing the qualitative overlay, which occurs at the end of the investment process. Dwayne presents the strategies to current and prospective clients and supervises all trading operations. Prior to joining the firm, Mr. Moyers was a credit analyst with Tandy Corporation. Mr. Moyers holds a bachelor degree in business administration from the University of Texas at Arlington.


 

 

Morgan Neff
Vice President and Senior Portfolio Manager

Morgan Neff joined SMH Capital Advisors in 2003 and now serves as Senior Portfolio Manager.  As Senior Portfolio Manager, and in conjunction with the rest of the Portfolio Management Team, Mr. Neff's responsibilities include research and credit analysis, day-to-day portfolio management, investment origination and financial modeling.  Mr. Neff is also responsible for effectively coordinating best execution for all of the investment strategies under SMH Capital Advisors.  Mr. Neff holds a bachelor degree in business administration from the University of Texas at Arlington.   

 

 

                 

 
 
                    



Daniel Rudnitsky
Portfolio Manager and Vice President of Product Development
Daniel Rudnitsky joined SMH Capital Advisors in 2012 and serves as Portfolio Manager and Vice President of Product Development.    Mr. Rudnitsky is responsible for developing platform relationships and provides additional analysis and expansion to the products and services offered by SMHCA’s investment team. Mr. Rudnitsky has over 15 years industry experience prior to joining the SMHCA team, including New York Life, Rockfleet Financial Services, Bear Stearns Asset Management and the Dreyfus Corporation. Mr. Rudnitsky holds a bachelor degree in Business Administration with a concentration in Finance from Ramapo College of New Jersey.
 
 

 

 

David B. Wayne
Director of Marketing and Business Development

David Wayne joined SMH Capital Advisors in 2008 and serves as Director of Marketing and Business Development.  He is responsible for the marketing and business development efforts of the firm, working closely with all departments.  David handles all website updates/design, contact management efforts, company branding, and the marketing communications and presentations for SMHCA’s expanding financial advisor network and client base. 

 

Prior to joining SMH Capital Advisors, he established and managed a Client Service Team for American Beacon Advisors.   David also worked for State Street Bank & Trust, where he served as a Senior Training Officer, and Consultant.  During his thirteen years at State Street Bank, he traveled to worldwide site offices and client locations to assess and assist in operational re-engineering and training.  Mr. Wayne holds a bachelor degree in business administration in Marketing from the University of Massachusetts in Amherst and is an Investment Advisor Representative with SMHCA. 


  

 
Nick Windham
Vice President of Business Development

Nick Windham joined SMH Capital Advisors in 2010 and serves as Vice President of Business Development.  In conjunction with senior management, Mr. Windham is responsible for driving business development activities, initiating strategic partnerships, supporting the marketing/sales functions of the firm and forming strong client relationships at all levels.  Prior to joining SMH Capital Advisors, Nick was the co-founder of Windham Real Estate LLC, a full service real estate brokerage and was also a licensed loan originator. 


Mr Windham graduated Summa Cum Laude with a bachelor degree in Marketing and a Masters degree in Business Administration (MBA) from the college of business at the University of Texas at Arlington.  Nick is an Investment Advisor Representative with SMHCA.  He is also a Registered Representative of Sanders Morris Harris and an agent with HWG Insurance Agency, Inc., members of the Edelman Financial Group.  Nick is a candidate in the CFA Program.

 

 

 

Lisa Haley
Investment Advisor Representative

Ms. Haley has been an Investment Advisor Representative with SMH Capital Advisors since 2007.  She is also a registered representative of Sanders Morris Harris Inc. and an agent with HWG Insurance Agency, Inc., member of the Edelman Financial Group.  Before joining SMHCA, Ms. Haley was an Investment Advisor Representative with LPL Financial, LLC and Raymond James Financial Services, Inc.


 

 
 
Client Services Team:

 
        

Jenny Don Carlos

Platform Program Manager
& GIPS Coordinator

Debbie Smith

SMA/Platform Client Relatons

SMHCA's Client Service Team is dedictated to assisting our customers with opening new accounts, client agreements, billing, reporting, asset movements and due diligence requests.  Please contact us at SMHCAoffice@smhca.com or by calling toll free at 800.278.4308


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